Equity Sales and Trading

Global institutional offering across cash, ETFs, derivatives and synthetic financing.

Institutional Solutions and Offerings

Clients can access unique franchise liquidity and global markets to improve portfolio management.
  • High-touch
  • Algorithmic and Direct Market Access (DMA) solutions / Smart Order Routing (SOR)
  • Listed U.S. Options, including complex option strategies

Clients gain access to capital markets through a variety of services. 
  • Equity capital markets
  • Buybacks: share repurchase plans 
  • Cash and forward-settled, at-the-market secondary issuance
  • OTC Derivative trading (Total Return Swaps)

Service throughout the entire lifecycle through collaboration with ETF issuers, fund managers and asset owners to provide a seamless execution ecosystem for our clients.

  • Primary and secondary market liquidity 
  • Seed capital and liquidity management 
  • Authorized participant (AP) services 
  • In-kind or cash ETF conversions 
  • Optimized index and ETF portfolio rebalancing

Clients can face BNY Mellon’s Institutional Bank to access the OTC derivatives market.

  • Total Return Swaps on indices, ETFs and bespoke baskets 
  • Single name forwards

Wholesale Solutions and Offerings *

  • Clearing broker dealers
  • Advisors
  • Hedge funds
  • Retail agency execution

  • Fractional & dollar-based investing 
  • Listed options, including complex option strategies 
  • Full suite of electronic and algorithmic trading strategies / Smart Order Routing
  • Robust and scalable order routing platform

Our Insights


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BNY Mellon Capital Markets, LLC is a member of FINRA/SIPC and a wholly owned broker-dealer subsidiary of The Bank of New York Mellon Corporation. 1,2CDARS® and ICS are a registered service mark of Promentory International Network, LLC. 3Securities DIRECT® is a registered trademark of The Bank of New York Mellon Corporation.

 

Services provided in the United States by BNY Mellon Capital Markets, LLC member of FINRA, SIPC and a wholly owned subsidiary of TheBank of New York Mellon Corporation (“BNY Mellon”).

 

Services provided in the United Kingdom by the Bank of New York Mellon, London Branch, a wholly owned subsidiary of BNY Mellon.

 

*Service only offered by Pershing, LLC